Introduction

What Is a Word? What Is Lexicology?

What's in a name? that which we call a rose

By any other name would smell as sweet...

(W. Shakespeare. Romeo and Juliet, Act II, Sc. 2)

These famous lines reflect one of the fundamental problems of linguistic research: what is in a name, in a word? Is there any direct connection between a word and the object it represents? Could a rose have been called by "any other name" as Juliet says?

These and similar questions are answered by lexicological research. Lexicology, a branch of linguistics, is the study of words.

For some people studying words may seem uninteresting. But if studied properly, it may well prove just as exciting and novel as unearthing the mysteries of Outer Space.

It is significant that many scholars have attempted to define the word as a linguistic phenomenon. Yet none of the definitions can be considered totally satisfactory in all aspects. It is equally surprising that, despite all the achievements of modern science, certain essential aspects of the nature of the word still escape us. Nor do we fully understand the phenomenon called "language", of which the word is a fundamental unit.

We do not know much about the origin of language and, consequently, of the origin of words. It is true that there are several hypotheses, some of them no less fantastic than the theory of the divine origin of language. We know nothing — or almost nothing — about the mechanism by which a speaker's mental process is converted into sound groups called "words", nor about the reverse process whereby a listener's brain converts the acoustic phenomena into concepts and ideas, thus establishing a two-way process of communication.

We know very little about the nature of relations between the word and the referent (i. e. object, phenomenon, quality, action, etc. denoted by the word). If we assume that there is a direct relation between the word and the referent — which seems logical — it gives rise to another question: how should we explain the fact that the same referent is designated by quite different sound groups in different languages.

We do know by now — though with vague uncertainty — that there is nothing accidental about the vocabulary of the language;1 that each word is a small unit within a vast, efficient and perfectly balanced system. But we do not know why it possesses these qualities, nor do we know much about the processes by which it has acquired them.

The list of unknowns could be extended, but it is probably high time to look at the brighter side and register some of the things we do know about the nature of the word.

First, we do know that the word is a unit of speech which, as such, serves the purposes of human communication. Thus, the word can be defined as a unit of communication.

Secondly, the word can be perceived as the total of the sounds which comprise it.

Third, the word, viewed structurally, possesses several characteristics.

The modern approach to word studies is based on distinguishing between the external and the internal structures of the word.

By external structure of the word we mean its morphological structure. For example, in the word post-impressionists the following morphemes can be distinguished: the prefixes post-, im-, the root press, the noun-forming suffixes -ion, -ist, and the grammatical suffix of plurality -s. All these morphemes constitute the external structure of the word post-impressionists.

The external structure of words, and also typical word-formation patterns, are studied in the section on word-building (see Ch. 5, 6).

The internal structure of the word, or its meaning, is nowadays commonly referred to as the word's semantic structure. This is certainly the word's main aspect. Words can serve the purposes of human communication solely due to their meanings, and it is most unfortunate when this fact is ignored by some contemporary scholars who, in their obsession with the fetish of structure tend to condemn as irrelevant anything that eludes mathematical analysis. And this is exactly what meaning, with its subtle variations and shifts, is apt to do.

The area of lexicology specializing in the semantic studies of the word is called semantics (see Ch. 7, 8).

Another structural aspect of the word is its unity. The word possesses both external (or formal) unity and semantic unity. Formal unity of the word is sometimes inaccurately interpreted as indivisibility. The example of post-impressionists has already shown that the word is not, strictly speaking, indivisible. Yet, its component morphemes are permanently linked together in opposition to word-groups, both free and with fixed contexts, whose components possess a certain structural freedom, e. g. bright light, to take for granted (see Ch. 12).

The formal unity of the word can best be illustrated by comparing a word and a word-group comprising identical constituents. The difference between a blackbird and a black bird is best explained by their relationship with the grammatical system of the language. The word blackbird, which is characterized by unity, possesses a single grammatical framing: blackbird|s. The first constituent black is not subject to any grammatical changes. In the word-group a black bird each constituent can acquire grammatical forms of its own: the blackest birds I've ever seen. Other words can be inserted between the components which is impossible so far as the word is concerned as it would violate its unity: a black night bird.

The same example may be used to illustrate what we mean by semantic unity.

In the word-group a black bird each of the meaningful words conveys a separate concept: bird — a kind of living creature; black — a colour.

The word blackbird conveys only one concept: the type of bird. This is one of the main features of any word: it always conveys one concept, no matter how many component morphemes it may have in its external structure.

A further structural feature of the word is its susceptibility to grammatical employment. In speech most words can be used in different grammatical forms in which their interrelations are realized.

So far we have only underlined the word's major peculiarities, but this suffices to convey the general idea of the difficulties and questions faced by the scholar attempting to give a detailed definition of the word. The difficulty does not merely consist in the considerable number of aspects that are to be taken into account, but, also, in the essential unanswered questions of word theory which concern the nature of its meaning (see Ch. 7).

All that we have said about the word can be summed up as follows.

The word is a speech unit used for the purposes of human communication, materially representing a group of sounds, possessing a meaning, susceptible to grammatical employment and characterized by formal and semantic unity.

The Main Lexicological Problems

Two of these have already been underlined. The problem of word-building is associated with prevailing morphological word-structures and with processes of making new words. Semantics is the study of meaning. Modern approaches to this problem are characterized by two different levels of study: syntagmatic and paradigmatic.

On the syntagmatic level, the semantic structure of the word is analysed in its linear relationships with neighbouring words in connected speech. In other words, the semantic characteristics of the word are observed, described and studied on the basis of its typical contexts.

On the paradigmatic level, the word is studied in its relationships with other words in the vocabulary system. So, a word may be studied in comparison with other words of similar meaning (e. g. work, n. — labour, п.; to refuse, v. — to reject v. — to decline, v.), of opposite meaning (e. g. busy, adj. — idle, adj.; to accept, v. — to reject, v.), of different stylistic characteristics (e. g. man, n. — chap, n. — bloke, n. — guy, a.). Consequently, the main problems of paradigmatic studies are synonymy (see Ch. 9, 10), antonymy (see Ch. 10), functional styles (see Ch. 1, 2).

Phraseology is the branch of lexicology specializing in word-groups which are characterized by stability of structure and transferred meaning, e. g. to take the bull by the horns, to see red, birds of a feather, etc. (see Ch.12,13).

One further important objective of lexicological studies is the study of the vocabulary of a language as a system. The vocabulary can be studied synchronically, that is, at a given stage of its development, or diachronically, that is, in the context of the processes through which it grew, developed and acquired its modern form (see Ch. 3, 4). The opposition of the two approaches accepted in modern linguistics is nevertheless disputable as the vocabulary, as well as the word which is its fundamental unit, is not only what it is now, at this particular stage of the language's development, but, also, what it was centuries ago and has been throughout its history.

Exercise

Consider your answers to the following.

1. In what way can one analyse a word a) socially, b) linguistically?

2. What are the structural aspects of the word?

3. What is the external structure of the word irresistible? What is the internal structure of this word?

4. What is understood by formal unity of a word? Why is it not quite correct to say that a word is indivisible?

5. Explain why the word blackboard can be considered a unity and why the combination of words a black board doesn't possess such a unity.

6. What is understood by the semantic unity of a word? Which of the following possesses semantic unity — a bluebell (R. колокольчик) or a blue bell (R. синий бубенчик).

7. Give a brief account of the main characteristics of a word.

8. What are the main problems of lexicology?

9. What are the main differences between studying words syntagmatically and paradigmatically?